Christopher W Norris

CRD 5564741 · T. Rowe Price Associates, Inc. · Cortlandt Manor, NY

IA RegisteredBroker

Also appears in the source record as: Chris Norris; Christopher William Norris Mr; Christopher William Norris

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 99TOSIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (7)

From the source registration record · current first

T. Rowe Price Associates, Inc.Current
Cortlandt Manor, NY · IA capacity

Jan 24, 2024 → present
T. Rowe Price Investment Services, Inc.Current
Cortlandt Manor, NY · BD capacity

Jan 24, 2024 → present
Altaccess Securities Company, L.P.
BD capacity

Sep 20, 2022 → Dec 11, 2023
Emerson Equity LLC
BD capacity

Mar 9, 2020 → Sep 20, 2022
Pimco Investments LLC
BD capacity

Jun 7, 2013 → Feb 12, 2020
Morgan Stanley
IA capacity

Oct 23, 2012 → Jun 26, 2013
Morgan Stanley
BD capacity

Sep 6, 2012 → Jun 26, 2013

Source & corrections

Where this page comes from

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