Lisa Margaret Murphy

CRD 5566230 · Charles Schwab & Co., Inc. · Marlton, NJ

IA RegisteredBroker

Also appears in the source record as: Lisa M Murphy; Lisa Murphy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 66Series 63
Registered states (1): New York
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (7)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Marlton, NJ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Merrick, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Marlton, NJ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Merrick, NY · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
Greenvale, NY · IA capacity

Jul 21, 2021 → Jun 15, 2022
Wells Fargo Clearing Services, LLC
Greenvale, NY · BC capacity

Jun 21, 2021 → Jun 15, 2022
Citigroup Global Markets Inc.
New Hyde Park, NY · BC capacity

May 20, 2011 → Oct 23, 2018

Source & corrections

Where this page comes from

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