Benjamin Mcnett

CRD 5570925 · Charles Schwab & Co., Inc. · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: Ben Marcus Mcnett; Benjamin M Mcnett; Benjamin Marcus Mcnett; Benjamin Mcnett

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 6Series 24Series 10Series 9Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Orlando, FL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Equitable Advisors, LLC
Tampa, FL · IA capacity

Aug 15, 2023 → Jan 24, 2025
Equitable Advisors, LLC
Tampa, FL · BC capacity

Jun 30, 2023 → Jan 24, 2025
Wells Fargo Clearing Services, LLC
Sarasota, FL · IA capacity

Jul 29, 2022 → Apr 19, 2023
Wells Fargo Clearing Services, LLC
Sarasota, FL · BC capacity

Apr 29, 2021 → Apr 19, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ponte Vedra Beach, FL · IA capacity

Sep 3, 2009 → Jun 11, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ponte Vedra Beach, FL · BC capacity

Aug 25, 2009 → Jun 11, 2019
Pruco Securities, LLC.
Jacksonville, FL · BC capacity

Aug 11, 2008 → Jul 27, 2009

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5570925 ↗ FINRA BrokerCheck record for CRD 5570925 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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