Adam Christopher Barclay

CRD 5573462 · Fidelity Brokerage Services LLC · Sarasota, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (31): Alaska · Arizona · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Maine · Maryland · Massachusetts · Michigan · Missouri · Montana · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wyoming
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Sarasota, FL · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Sarasota, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Sarasota, FL · IA capacity

Mar 17, 2021 → Mar 31, 2025
Td Ameritrade, Inc.
Tampa, FL · IA capacity

Feb 28, 2018 → Jan 11, 2021
Td Ameritrade, Inc.
Tampa, FL · BC capacity

Feb 26, 2018 → Jan 11, 2021
Td Ameritrade Investment Management, LLC
Spring Hill, FL · IA capacity

Feb 26, 2018 → Dec 31, 2020
Scottrade Investment Management
Spring Hill, FL · IA capacity

Jul 6, 2017 → Feb 26, 2018
Scottrade, Inc.
Spring Hill, FL · BC capacity

Mar 6, 2017 → Feb 26, 2018
M Barc Investment Group, Inc.
Middleton, WI · BC capacity

Apr 15, 2016 → Feb 20, 2017
Gunnallen Financial, Inc
Tampa, FL · BC capacity

Nov 23, 2009 → Dec 18, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5573462 ↗ FINRA BrokerCheck record for CRD 5573462 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.