Garrick Ry Carter

CRD 5575547 · Fidelity Brokerage Services LLC · Birmingham, AL

IA RegisteredBroker

Also appears in the source record as: Garrick R Carter; Ry Carter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 66SIESeries 7
Registered states (18): Alabama · California · Colorado · Florida · Georgia · Illinois · Kentucky · Louisiana · Mississippi · Missouri · Nevada · New York · North Carolina · Tennessee · Texas · Utah · Virginia · Wisconsin
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5575547 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
Hoover, AL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Hoover, AL · BD capacity

Oct 29, 2013 → present
Fidelity Brokerage Services LLCCurrent
Birmingham, AL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Nov 6, 2013 → Jul 13, 2018
Mml Investors Services, LLC
IA capacity

Sep 13, 2011 → Oct 22, 2013
Mml Investors Services, LLC
BD capacity

Jun 2, 2009 → Oct 22, 2013
Edward Jones
IA capacity

Oct 2, 2008 → Apr 13, 2009
Edward Jones
BD capacity

Sep 19, 2008 → Apr 13, 2009

Source & corrections

Where this page comes from

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