Howard Rivers Jacobs

CRD 5580557 · Fidelity Brokerage Services LLC · Jacksonville, FL

IA RegisteredBroker

Also appears in the source record as: Howard Jacobs; Skip Jacobs; Howard R Jacobs III; Howard Rivers Jacobs III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Indian Land, SC · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Jacksonville, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Indian Land, SC · IA capacity

Aug 23, 2021 → Mar 31, 2025
Prudential Financial Planning Services
Charlotte, NC · IA capacity

Jan 7, 2019 → Jun 14, 2021
Pruco Securities, LLC.
Charlotte, NC · BC capacity

Jan 3, 2019 → Jun 14, 2021
First Command Advisory Services
Charlotte, NC · IA capacity

Jun 22, 2018 → Nov 15, 2018
First Command Financial Planning, Inc.
Charlotte, NC · BC capacity

Jun 18, 2018 → Nov 15, 2018
Edward Jones
Indian Land, SC · IA capacity

Feb 7, 2017 → Aug 2, 2017
Edward Jones
Indian Land, SC · BC capacity

Feb 3, 2017 → Aug 2, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Charleston, SC · IA capacity

Jun 24, 2015 → Nov 7, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Charleston, SC · BC capacity

May 18, 2015 → Nov 7, 2016
Ameriprise Financial Services, Inc.
Charlotte, NC · IA capacity

Aug 31, 2009 → May 18, 2010
Ameriprise Financial Services, Inc.
Charlotte, NC · BC capacity

Aug 28, 2009 → May 18, 2010

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5580557 ↗ FINRA BrokerCheck record for CRD 5580557 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.