Stephen L Hudacek

CRD 5585311 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Scranton, PA

IA RegisteredBroker

Also appears in the source record as: Stephen Leo Hudacek Mr.; Stephen Leo Hudacek

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 10Series 9SIESeries 7
Registered states (27): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Maine · Maryland · Massachusetts · Michigan · Minnesota · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Wisconsin
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Scranton, PA · IA capacity

Feb 8, 2010 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Scranton, PA · BC capacity

start not retrieved → present
Morgan Stanley & Co. Incorporated
BD capacity

Jul 21, 2009 → Jan 14, 2010
Morgan Stanley & Co. Incorporated
IA capacity

Jul 21, 2009 → Jan 14, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Mar 24, 2009 → May 14, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 10, 2008 → May 14, 2009

Source & corrections

Where this page comes from

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