Natalie Young

CRD 5595202 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Frisco, TX

IA RegisteredBroker

Also appears in the source record as: Natalie Renee Shelly; Natalie Shelly-Young; Natalie Renee Weir; Natalie Young; Natalie Renee Young

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSeries 6TOSIESeries 6Series 63Series 65
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Frisco, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Frisco, TX · BC capacity

start not retrieved → present
Cain, Watters & Associates, LLC
Plano, TX · IA capacity

Jun 17, 2021 → Dec 19, 2022
Kestra Investment Services, LLC
Irvine, CA · BC capacity

Jun 22, 2020 → May 24, 2021
Kestra Advisory Services, LLC
Irvine, CA · IA capacity

Oct 7, 2019 → May 24, 2021
Polaris Greystone Financial Group, LLC
Costa Mesa, CA · IA capacity

Jul 9, 2018 → Sep 4, 2019
Reilly Financial Advisors
La Mesa, CA · IA capacity

Jan 3, 2017 → Jun 22, 2018
Lighthouse Financial Services Inc
Brea, CA · IA capacity

Jun 2, 2016 → Dec 21, 2016
Mercer Global Advisors Inc.
Newport Beach, CA · IA capacity

Jan 28, 2014 → Apr 20, 2016
Cuna Brokerage Services, Inc.
Waverly, IA · IA capacity

Aug 6, 2013 → Jan 7, 2014
Cuna Brokerage Services, Inc.
Waverly, IA · BC capacity

Jul 10, 2013 → Jan 7, 2014
Metlife Securities Inc.
Dallas, TX · BC capacity

Sep 29, 2008 → May 19, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5595202 ↗ FINRA BrokerCheck record for CRD 5595202 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.