Lori Ann Harris

CRD 5596195 · Morgan Stanley · Green Bay, WI

IA RegisteredBroker

Also appears in the source record as: Lori Ann Gilson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (31): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nebraska · Nevada · New Jersey · New York · North Carolina · North Dakota · Ohio · Oregon · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Green Bay, WI · IA capacity

Apr 11, 2023 → present
Lpl Financial LLC
BD capacity

Mar 24, 2021 → Mar 29, 2023
Bmo Harris Financial Advisors, Inc.
BD capacity

Jan 13, 2016 → Mar 24, 2021
Bmo Harris Financial Advisors, Inc.
BD capacity

Aug 1, 2012 → Aug 28, 2014
M&i Financial Advisors, Inc
BD capacity

Aug 25, 2010 → Aug 1, 2012
Wells Fargo Investments, LLC
BD capacity

Mar 30, 2010 → Aug 24, 2010
Raymond James Financial Services, Inc.
BD capacity

Sep 18, 2008 → May 28, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5596195 ↗ FINRA BrokerCheck record for CRD 5596195 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.