Timothy R Wagenknecht

CRD 5602420 · Fidelity Brokerage Services LLC · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Timothy Richard Wagenknecht; Timothy Wagenknecht

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (18)

From the source registration record · current first

Strategic Advisers LLCCurrent
Aurora, IL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Aurora, IL · BD capacity

Aug 2, 2021 → present
Fidelity Brokerage Services LLCCurrent
Westlake, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Aug 6, 2021 → Mar 31, 2025
E*trade Securities LLC
BD capacity

Mar 13, 2018 → Jun 10, 2021
E*trade Capital Management, LLC
IA capacity

Mar 9, 2018 → Jun 10, 2021
Wealth Watch Advisors, LLC
IA capacity

Dec 5, 2017 → Mar 7, 2018
Fortified Financial Services, Inc.
IA capacity

May 10, 2016 → Nov 29, 2017
Woodbury Financial Services, Inc.
BD capacity

Sep 26, 2014 → May 3, 2016
Woodbury Financial Services, Inc.
IA capacity

Sep 26, 2014 → May 3, 2016
Investment Professionals, Inc.
BD capacity

Jul 29, 2013 → Oct 6, 2014
Investment Professionals, Inc.
IA capacity

Jul 29, 2013 → Oct 6, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 26, 2011 → Jul 30, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Aug 26, 2011 → Jul 30, 2013
Waddell & Reed, Inc.
BD capacity

Apr 13, 2010 → Sep 7, 2011
Waddell & Reed, Inc.
IA capacity

Apr 13, 2010 → Sep 7, 2011
Investment Advisors
IA capacity

Mar 27, 2009 → Apr 7, 2010
Proequities, Inc.
BD capacity

Oct 30, 2008 → Apr 7, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5602420 ↗ FINRA BrokerCheck record for CRD 5602420 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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