Michael Anthony Fisher

CRD 5608646 · Morgan Stanley · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Michael A Fisher

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 66Series 9Series 10Series 24Series 26SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (14)

From the source registration record · current first

Morgan StanleyCurrent
San Francisco, CA · IA capacity

Jun 5, 2023 → present
Eagle Strategies LLC
IA capacity

Feb 28, 2023 → May 24, 2023
Nylife Securities LLC
BD capacity

Jan 25, 2021 → May 24, 2023
Pruco Securities, LLC.
BD capacity

Jan 18, 2018 → Aug 24, 2020
Bancwest Investment Services, Inc.
BD capacity

Aug 18, 2016 → Nov 27, 2017
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
IA capacity

Aug 18, 2016 → Nov 27, 2017
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Aug 31, 2016
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2012 → Aug 31, 2016
Chase Investment Services Corp.
BD capacity

Nov 24, 2010 → Oct 1, 2012
Chase Investment Services Corp.
IA capacity

Nov 24, 2010 → Oct 1, 2012
Northwestern Mutual Investment Services,llc
IA capacity

Apr 28, 2010 → Oct 14, 2010
Northwestern Mutual Investment Services, LLC
BD capacity

Mar 30, 2010 → Oct 14, 2010
Wells Fargo Investments, LLC
IA capacity

Jan 12, 2009 → Sep 24, 2009
Wells Fargo Investments, LLC
BD capacity

Dec 19, 2008 → Sep 24, 2009

Source & corrections

Where this page comes from

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