Dhaval Hiren Shah

CRD 5611686 · Fidelity Brokerage Services LLC · Tysons Corner, VA

IA RegisteredBroker

Also appears in the source record as: Dhaval H Shah; Dhaval Shah

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 24Series 66Series 63
Registered states (33): Alabama · Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Iowa · Kentucky · Maine · Maryland · Massachusetts · Michigan · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Tysons Corner, VA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Tysons Corner, VA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Tysons Corner, VA · IA capacity

Feb 12, 2020 → Mar 31, 2025
Td Ameritrade Investment Management, LLC
Reston, VA · IA capacity

Jan 22, 2019 → Jan 31, 2020
Td Ameritrade, Inc.
Reston, VA · IA capacity

Jan 17, 2019 → Jan 31, 2020
Td Ameritrade, Inc.
Reston, VA · BC capacity

Jan 17, 2019 → Jan 31, 2020
Ef Legacy Securities, LLC
Fairfax, VA · BC capacity

Apr 22, 2016 → Jan 24, 2019
Financial Engines Advisors L.L.C.
Sunnyvale, CA · IA capacity

Nov 1, 2018 → Jan 17, 2019
Edelman Financial Services, LLC
Fairfax, VA · IA capacity

Jan 5, 2016 → Nov 1, 2018
Sanders Morris Harris LLC
Fairfax, VA · BC capacity

Jan 5, 2016 → Apr 22, 2016
T. Rowe Price Advisory Services, Inc.
Mclean, VA · IA capacity

Oct 20, 2010 → Jan 6, 2016
T. Rowe Price Investment Services, Inc.
Mclean, VA · BC capacity

Aug 3, 2009 → Jan 6, 2016

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5611686 ↗ FINRA BrokerCheck record for CRD 5611686 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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