Rashad Sullivan

CRD 5619058 · Captrust · Raleigh, NC

IA RegisteredBroker

Also appears in the source record as: Rashad D Sullivan; Rashad Dale Sullivan; Rashad Sullivan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (1): North Carolina
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5619058 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (6)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Raleigh, NC · BD capacity

Feb 3, 2023 → present
CaptrustCurrent
Raleigh, NC · IA capacity

Jan 30, 2023 → present
Wells Fargo Clearing Services, LLC
BD capacity

Nov 28, 2018 → May 25, 2022
Wells Fargo Clearing Services, LLC
IA capacity

Nov 28, 2018 → May 25, 2022
Strategic Advisers LLC
IA capacity

Jan 4, 2017 → Jun 2, 2018
Fidelity Brokerage Services LLC
BD capacity

Jun 26, 2014 → May 23, 2018

Source & corrections

Where this page comes from

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