Robert A Brown

CRD 5620217 · Morgan Stanley · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: Bobby Brown; Robert Allen Brown; Robert Brown

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 10Series 9SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5620217 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Atlanta, GA · IA capacity

Mar 27, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jun 12, 2019 → Jan 25, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 11, 2019 → Jan 25, 2023
Ameriprise Financial Services, Inc.
BD capacity

Sep 1, 2015 → Apr 30, 2019
Ameriprise Financial Services, Inc.
IA capacity

Sep 1, 2015 → Apr 30, 2019
Morgan Stanley
IA capacity

Mar 28, 2015 → Aug 31, 2015
Morgan Stanley
BD capacity

Nov 20, 2013 → Aug 31, 2015

Source & corrections

Where this page comes from

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