Rochelle M. Davis

CRD 5622422 · Fidelity Brokerage Services LLC · Salt Lake City, UT

IA RegisteredBroker

Also appears in the source record as: Rochelle M Davis; Rochelle Marie Davis

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Lehi, UT · IA capacity

Dec 19, 2025 → present
Fidelity Brokerage Services LLCCurrent
Lehi, UT · BD capacity

Nov 25, 2025 → present
Fidelity Brokerage Services LLCCurrent
Salt Lake City, UT · BC capacity

start not retrieved → present
Nationwide Investment Advisors, LLC
IA capacity

Nov 4, 2016 → Jun 27, 2025
Nationwide Investment Services Corporation
BD capacity

Oct 4, 2016 → Jun 27, 2025
Securities America, Inc.
BD capacity

Sep 1, 2015 → Sep 15, 2016
Securities America Advisors, Inc.
IA capacity

Aug 28, 2015 → Sep 15, 2016
Fidelity Brokerage Services LLC
BD capacity

Oct 21, 2014 → Jan 15, 2015
Fortune Financial Services, Inc.
BD capacity

Aug 5, 2014 → Sep 8, 2014
Financial Telesis Inc
BD capacity

Jun 4, 2014 → Aug 5, 2014
Lpl Financial LLC
BD capacity

Dec 4, 2013 → Feb 25, 2014
Independent Financial Partners
IA capacity

Dec 18, 2013 → Jan 23, 2014
Morgan Stanley
IA capacity

May 5, 2011 → Sep 16, 2013
Morgan Stanley
BD capacity

Mar 22, 2010 → Sep 16, 2013

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5622422 ↗ FINRA BrokerCheck record for CRD 5622422 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.