Kathren Hsueh Wills

CRD 5623112 · Wells Fargo Advisors · Bellevue, WA

IA RegisteredBroker

Also appears in the source record as: Kathren Hsueh Crabb; Kathy Hsueh Crabb; Kathren Hsueh Simmons; Kathy Hsueh Simmons; Kathren H Wills; Kathy Hsueh Wills

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (17): Arizona · California · Delaware · District Of Columbia · Florida · Hawaii · Idaho · Illinois · Michigan · Nebraska · Nevada · New York · Oregon · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Bellevue, WA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bellevue, WA · BC capacity

start not retrieved → present
Raymond James Financial Services Advisors, Inc
Sammamish, WA · IA capacity

Sep 20, 2012 → Jun 30, 2026
Raymond James Financial Services, Inc.
Sammamish, WA · BC capacity

Sep 18, 2012 → Jun 30, 2026
Key Investment Services LLC
Bellevue, WA · IA capacity

Nov 8, 2010 → Sep 5, 2012
Key Investment Services LLC
Bellevue, WA · BC capacity

Nov 8, 2010 → Sep 5, 2012
Chase Investment Services Corp.
Sammamish, WA · IA capacity

Oct 19, 2010 → Oct 27, 2010
Chase Investment Services Corp.
Sammamish, WA · BC capacity

Oct 19, 2010 → Oct 27, 2010
Edward Jones
Bellevue, WA · IA capacity

Feb 25, 2009 → Sep 29, 2010
Edward Jones
Bellevue, WA · BC capacity

Feb 3, 2009 → Sep 29, 2010

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5623112 ↗ FINRA BrokerCheck record for CRD 5623112 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.