Byron Dcharles Freeman

CRD 5624716 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Fort Worth, TX

IA RegisteredBroker

Also appears in the source record as: Freeman D Byron; Freeman Byron; Byron D Freeman; Byron D'charles Freeman; Byron Freeman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (10): Arkansas · California · Colorado · Florida · Georgia · Louisiana · New Hampshire · New Mexico · Oklahoma · Texas
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5624716 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Fort Worth, TX · IA capacity

Apr 10, 2024 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Fort Worth, TX · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
BD capacity

Dec 12, 2018 → Mar 12, 2024
J.P. Morgan Securities LLC
IA capacity

Dec 12, 2018 → Mar 12, 2024
Oneamerica Securities, Inc.
BD capacity

Aug 7, 2018 → Nov 29, 2018
Oneamerica Securities, Inc.
IA capacity

Aug 7, 2018 → Nov 29, 2018
Td Ameritrade, Inc.
IA capacity

Nov 8, 2013 → Oct 24, 2016
Amerivest Investment Management, LLC
IA capacity

Nov 8, 2013 → Oct 24, 2016
Td Ameritrade, Inc.
BD capacity

Oct 8, 2012 → Oct 24, 2016
Horace Mann Investors Inc
BD capacity

Aug 23, 2011 → Sep 27, 2012
Td Ameritrade, Inc.
BD capacity

Jan 12, 2009 → Aug 8, 2011

Source & corrections

Where this page comes from

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