Philip Lennox

CRD 5631992 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Raynham, MA

IA RegisteredBroker

Also appears in the source record as: Philip M Lennox; Philip Michael Lennox

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (10): Connecticut · Florida · Maine · Massachusetts · New Hampshire · New Jersey · New York · Rhode Island · Texas · Vermont
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5631992 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Raynham, MA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Raynham, MA · BC capacity

start not retrieved → present
Allstate Financial Advisors, LLC
Weymouth, MA · IA capacity

Dec 24, 2019 → Sep 30, 2022
Allstate Financial Services, LLC
Weymouth, MA · BC capacity

Sep 4, 2019 → Sep 30, 2022
Capital Analysts
Westport, MA · IA capacity

Oct 11, 2017 → Jul 15, 2019
Lincoln Investment
Westport, MA · BC capacity

Oct 6, 2017 → Jul 15, 2019
Lpl Financial LLC
Fairhaven, MA · IA capacity

Jun 8, 2016 → Sep 26, 2017
Lpl Financial LLC
Fairhaven, MA · BC capacity

Nov 6, 2015 → Sep 26, 2017
Northeast Planning Associates, Inc.
Fairhaven, MA · IA capacity

Jun 30, 2016 → Sep 18, 2017
Northwestern Mutual Investment Services, LLC
Braintree, MA · BC capacity

Sep 1, 2015 → Oct 22, 2015
Nylife Securities LLC
Bridgewater, MA · BC capacity

May 14, 2009 → Jan 2, 2013

Source & corrections

Where this page comes from

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