Michael Cummings

CRD 5633975 · J.P. Morgan Securities LLC · Columbus, OH

BrokerRegistration inactive

Also appears in the source record as: Michael Ryan Cummings

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (8): Series 99TOSeries 52TOSIESeries 7Series 4Series 53Series 24Series 66
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (5)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Columbus, OH · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Lewis Center, OH · IA capacity

Oct 1, 2012 → Apr 6, 2023
Chase Investment Services Corp.
Columbus, OH · IA capacity

May 13, 2011 → Oct 1, 2012
Chase Investment Services Corp.
Columbus, OH · BC capacity

Nov 17, 2010 → Oct 1, 2012
Nationwide Securities, LLC
Dublin, OH · BC capacity

Feb 8, 2010 → Oct 12, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5633975 ↗ FINRA BrokerCheck record for CRD 5633975 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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