Christopher John Sanchez
Also appears in the source record as: Cj Sanchez
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- SIESeries 7Series 10Series 9Series 51Series 24Series 66
- Registered states (3)
- Florida · Louisiana · Texas
- Years in the industry (source record)
- 15
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Charles Schwab & Co., Inc.
- Firm CRD
- 5393
- SEC number
- 801-29938
- Assets under management
- Not yet retrieved from the source record
- Website
- www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
- Phone
- 415-667-7000
- Firm location
- San Francisco, CA, 94105
Employment history (12)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
start not retrieved → present
-
start not retrieved → present
-
Usaa Investment Services CompanyTampa, FL · IA capacityJun 23, 2022 → Oct 29, 2025
-
Usaa Investment Services CompanyTampa, FL · BC capacityJun 21, 2022 → Oct 29, 2025
-
Usaa Financial Advisors, Inc.Tampa, FL · BC capacitySep 13, 2013 → Jun 8, 2020
-
Usaa Financial Planning ServicesTampa, FL · IA capacityOct 1, 2013 → Jan 8, 2018
-
Fifth Third Securities, Inc.Tampa, FL · IA capacityJan 14, 2011 → Mar 28, 2013
-
Fifth Third Securities, Inc.Tampa, FL · BC capacityJan 5, 2011 → Mar 28, 2013
-
Axa Advisors, LLCTampa, FL · IA capacityJun 23, 2009 → Oct 6, 2009
-
Axa Advisors, LLCTampa, FL · BC capacityApr 30, 2009 → Oct 6, 2009
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.