Garrett Tognozzi

CRD 5657190 · J.P. Morgan Securities LLC · Tarzana, CA

IA RegisteredBroker

Also appears in the source record as: Garrett Michael Barbeau; Garrett M Tognozzi; Garrett Michael Tognozzi; Garrett Tognozzi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (22): Alaska · Arizona · California · District Of Columbia · Florida · Georgia · Kansas · Massachusetts · Michigan · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · Tennessee · Texas · Utah · Washington
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5657190 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (6)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Tarzana, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Tarzana, CA · BC capacity

start not retrieved → present
Morgan Stanley
Westlake Village, CA · IA capacity

Apr 15, 2016 → May 21, 2019
Morgan Stanley
Westlake Village, CA · BC capacity

Apr 14, 2016 → May 21, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Westlake Village, CA · IA capacity

Oct 17, 2011 → Mar 23, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Westlake Village, CA · BC capacity

Sep 21, 2011 → Mar 23, 2016

Source & corrections

Where this page comes from

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