Amy Lynn Podzius

CRD 5657447 · Charles Schwab & Co., Inc. · Chicago, IL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 24Series 65Series 63
Registered states (3): Illinois · Pennsylvania · Wisconsin
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Chicago, IL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · IA capacity

start not retrieved → present
Prudential Financial Planning Services
Minneapolis, MN · IA capacity

Jun 29, 2021 → Jun 13, 2023
Pruco Securities, LLC.
Minneapolis, MN · BC capacity

Jun 29, 2021 → Jun 13, 2023
Advice And Planning Services
Chicago, IL · IA capacity

Jul 19, 2019 → Apr 13, 2021
Tiaa-Cref Individual & Institutional Services, LLC
Tempe, AZ · BC capacity

Dec 12, 2011 → Apr 13, 2021
Chase Investment Services Corp.
Wheaton, IL · IA capacity

Jul 5, 2011 → Oct 19, 2011
Chase Investment Services Corp.
Wheaton, IL · BC capacity

Feb 5, 2010 → Oct 19, 2011
Northwestern Mutual Investment Services, LLC
Lombard, IL · BC capacity

Jul 10, 2009 → Jan 29, 2010

Source & corrections

Where this page comes from

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