Wesley Gary Gunter

CRD 5657602 · Wells Fargo Advisors · Mission Viejo, CA

IA RegisteredBroker

Also appears in the source record as: Wes Gunter; Wesley G Gunter; Wesley Gunter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 10Series 9Series 66
Registered states (9): Arizona · California · Florida · Idaho · Nevada · New Mexico · South Carolina · Wisconsin · Wyoming
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Mission Viejo, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Mission Viejo, CA · BC capacity

start not retrieved → present
U.S. Bancorp Investments, Inc.
Lake Forest, CA · IA capacity

Jul 1, 2021 → Jun 7, 2023
U.S. Bancorp Investments, Inc.
Lake Forest, CA · BC capacity

Jun 30, 2021 → Jun 7, 2023
Prudential Financial Planning Services
San Diego, CA · IA capacity

Nov 23, 2020 → Jul 13, 2021
Pruco Securities, LLC.
San Diego, CA · BC capacity

Nov 23, 2020 → Jul 13, 2021
Principal Securities, Inc.
San Diego, CA · IA capacity

Sep 19, 2019 → Aug 28, 2020
Principal Securities, Inc.
San Diego, CA · BC capacity

Sep 18, 2019 → Aug 28, 2020
J.P. Morgan Securities LLC
Irvine, CA · IA capacity

Mar 17, 2016 → Apr 26, 2019
J.P. Morgan Securities LLC
Irvine, CA · BC capacity

Mar 17, 2016 → Apr 26, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Newport Beach, CA · IA capacity

Oct 13, 2011 → Mar 7, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Newport Beach, CA · BC capacity

Oct 13, 2011 → Mar 7, 2016
Sagepoint Financial, Inc.
Irvine, CA · BC capacity

Apr 15, 2011 → Sep 29, 2011
Securities America, Inc.
Huntington Beach, CA · BC capacity

May 11, 2010 → Feb 8, 2011

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5657602 ↗ FINRA BrokerCheck record for CRD 5657602 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.