Angel Mendoza

CRD 5660227 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Angel Manuel Mendoza; Angel Mendoza

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Miami, FL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Miami, FL · BD capacity

Jan 9, 2023 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Feb 3, 2023 → Mar 31, 2025
J.P. Morgan Securities LLC
BD capacity

Feb 17, 2022 → Sep 2, 2022
J.P. Morgan Securities LLC
IA capacity

Feb 17, 2022 → Sep 2, 2022
Citigroup Global Markets Inc.
IA capacity

Jul 26, 2021 → Aug 23, 2021
Citigroup Global Markets Inc.
BD capacity

Mar 23, 2021 → Aug 23, 2021
Insigneo Advisory Services, LLC
IA capacity

Aug 16, 2019 → Mar 1, 2021
Insigneo Securities, LLC
BD capacity

Jul 12, 2019 → Mar 1, 2021
Amerant Investments, Inc.
IA capacity

Jun 6, 2013 → Jun 20, 2019
Amerant Investments, Inc.
BD capacity

May 21, 2009 → Jun 20, 2019

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5660227 ↗ FINRA BrokerCheck record for CRD 5660227 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.