Ashley Marie Allen Lothian

CRD 5665376 · J.P. Morgan Securities LLC · New York, NY

BrokerRegistration inactive

Also appears in the source record as: Ashley M Allen; Ashley Marie Allen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (10): Series 7TOSeries 99TOSeries 86Series 87SIESeries 7Series 10Series 9Series 63Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 9
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Goldman Sachs & Co. LLC
New York, NY · BC capacity

Jul 31, 2019 → May 11, 2021
Strategic Advisers, Inc.
Alexandria, VA · IA capacity

Apr 30, 2015 → Aug 11, 2017
Fidelity Brokerage Services LLC
Alexandria, VA · BC capacity

Feb 20, 2015 → Aug 9, 2017
Wells Fargo Advisors, LLC
Pasadena, MD · IA capacity

Jul 25, 2014 → Feb 4, 2015
Wells Fargo Advisors, LLC
Pasadena, MD · BC capacity

Jul 25, 2014 → Feb 4, 2015
Scottrade, Inc.
Baltimore, MD · BC capacity

Nov 12, 2010 → Jul 20, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5665376 ↗ FINRA BrokerCheck record for CRD 5665376 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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