Anthony Mark Larocca

CRD 5668745 · J.P. Morgan Securities LLC · Jersey City, NJ

Broker

Also appears in the source record as: Anthony Larocca

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (4): SIESeries 99Series 6Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (4)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Jersey City, NJ · BC capacity

start not retrieved → present
Global Shares Financial Services Inc.
Jersey City, NJ · BC capacity

Aug 14, 2024 → Mar 31, 2025
Metlife Securities Inc.
Newark, DE · BC capacity

Mar 7, 2013 → Oct 9, 2013
Nylife Securities LLC
Berwyn, PA · BC capacity

Jun 26, 2009 → Jan 4, 2013

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5668745 ↗ FINRA BrokerCheck record for CRD 5668745 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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