Anthony Francis

CRD 5675133 · J.P. Morgan Securities LLC · San Francisco, CA

BrokerRegistration inactive

Also appears in the source record as: Anthony James Francis

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (5): Series 7TOSIESeries 6Series 66Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 3
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
San Francisco, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Palo Alto, CA · IA capacity

Feb 13, 2024 → Mar 18, 2025
First Republic Securities Company, LLC
Palo Alto, CA · BC capacity

Sep 22, 2023 → Sep 29, 2023
Unionbanc Investment Services, LLC
Lajolla, CA · BC capacity

Feb 17, 2016 → Jul 25, 2016
Wells Fargo Investments, LLC
San Jose, CA · BC capacity

Jul 27, 2010 → Aug 30, 2010
Wells Fargo Advisors, LLC
Los Angeles, CA · BC capacity

Apr 22, 2010 → May 4, 2010
First Investors Corporation
San Jose, CA · BC capacity

Jun 22, 2009 → Aug 17, 2009

Source & corrections

Where this page comes from

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