Ronald Ty Brown

CRD 5679812 · J.P. Morgan Securities LLC · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Ty Brown

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5679812 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Phoenix, AZ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Phoenix, AZ · BC capacity

start not retrieved → present
Lpl Financial LLC
Fort Mill, SC · IA capacity

Mar 24, 2021 → Jan 29, 2024
Lpl Financial LLC
Fort Mill, SC · BC capacity

Mar 24, 2021 → Jan 29, 2024
Bmo Harris Financial Advisors, Inc
Tucson, AZ · IA capacity

Mar 12, 2019 → Mar 24, 2021
Bmo Harris Financial Advisors, Inc.
Chicago, IL · BC capacity

Mar 12, 2019 → Mar 24, 2021
Ameriprise Financial Services, Inc.
Tucson, AZ · IA capacity

May 12, 2017 → Jul 24, 2018
Ameriprise Financial Services, Inc.
Tucson, AZ · BC capacity

May 10, 2017 → Jul 24, 2018
Wells Fargo Clearing Services, LLC
Tucson, AZ · IA capacity

Dec 10, 2013 → May 15, 2017
Wells Fargo Clearing Services, LLC
Tucson, AZ · BC capacity

Nov 22, 2013 → May 15, 2017
State Farm Vp Management Corp.
Bloomington, IL · BC capacity

Jul 20, 2009 → Aug 2, 2010

Source & corrections

Where this page comes from

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