Daniel Ledet
Also appears in the source record as: Daniel M Ledet II; Daniel Michael Ledet II; Daniel Michael Ledet
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- SIESeries 7Series 10Series 9Series 24Series 66
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 16
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 5681876 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (10)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Cetera Investment Advisers LLCCovington, LA · IA capacityJun 27, 2022 → Dec 15, 2025
-
Cetera Investment Services LLCCovington, LA · BC capacityJun 25, 2022 → Dec 15, 2025
-
Brighthouse Securities, LLCCharlotte, NC · BC capacitySep 10, 2018 → Jun 29, 2022
-
Transamerica Capital, Inc.Denver, CO · BC capacityJan 7, 2014 → Aug 15, 2018
-
Chase Investment Services Corp.New Orleans, LA · IA capacitySep 30, 2011 → Oct 1, 2012
-
Chase Investment Services Corp.New Orleans, LA · BC capacitySep 1, 2011 → Oct 1, 2012
-
Edward JonesBaton Rouge, LA · IA capacityAug 24, 2009 → Aug 10, 2011
-
Edward JonesBaton Rouge, LA · BC capacityAug 10, 2009 → Aug 10, 2011
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.