Anthony David Adelizi

CRD 5691765 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Anthony D Adelizi; Anthony Adelizi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (9): Arkansas · California · Louisiana · Massachusetts · Mississippi · New Mexico · Tennessee · Texas · Wisconsin
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Aliso Viejo, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Omaha, NE · BC capacity

Jul 20, 2021 → Dec 31, 2023
Td Ameritrade, Inc.
Newport Beach, CA · IA capacity

Jul 20, 2021 → Oct 14, 2022
Fidelity Investments Institutional Services Company, Inc.
Westlake, TX · BC capacity

Mar 30, 2016 → Sep 6, 2018
Strategic Advisers, Inc.
Westlake, TX · IA capacity

Jun 8, 2015 → Feb 26, 2016
Fidelity Brokerage Services LLC
Westlake, TX · BC capacity

Apr 30, 2015 → Feb 24, 2016
Wells Fargo Advisors, LLC
Brea, CA · IA capacity

Dec 21, 2012 → Jan 2, 2015
Wells Fargo Advisors, LLC
Brea, CA · BC capacity

Nov 30, 2012 → Jan 2, 2015

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5691765 ↗ FINRA BrokerCheck record for CRD 5691765 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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