Richard Alfonso Reyes
Also appears in the source record as: Richard Alfonso Reyes III; Richard Reyes; Rick Reyes
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (18)
- Alabama · Arizona · Florida · Georgia · Hawaii · Indiana · Iowa · Louisiana · Maine · Maryland · Michigan · Nevada · Oklahoma · Oregon · Tennessee · Texas · Washington · Wisconsin
- Years in the industry (source record)
- 16
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (9)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Charles Schwab & Co., Inc.San Antonio, TX · IA capacityMay 23, 2020 → Sep 15, 2021
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Charles Schwab & Co., Inc.San Antonio, TX · BC capacityMay 23, 2020 → Sep 15, 2021
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Usaa Investment Management CompanySan Antonio, TX · IA capacityJan 8, 2018 → May 24, 2020
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Usaa Financial Advisors, Inc.San Antonio, TX · BC capacityFeb 4, 2014 → May 24, 2020
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Usaa Financial Planning ServicesSan Antonio, TX · IA capacityFeb 4, 2014 → Jan 8, 2018
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Thrivent Investment Management Inc.Madison, SD · IA capacityOct 28, 2011 → Dec 31, 2013
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Thrivent Investment Management Inc.Madison, SD · BC capacityOct 26, 2011 → Dec 31, 2013
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.