Alexander J Pritsker

CRD 5713988 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · East Brunswick, NJ

IA RegisteredBroker

Also appears in the source record as: Alexander Jacob Pritsker; Alexander Pritsker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (14): Connecticut · Delaware · District Of Columbia · Florida · Maryland · Massachusetts · Nevada · New Hampshire · New Jersey · New York · Pennsylvania · Rhode Island · Texas · Virginia
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
East Brunswick, NJ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
East Brunswick, NJ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
East Brunswick, NJ · IA capacity

Jan 13, 2020 → Jun 4, 2021
Wells Fargo Clearing Services, LLC
East Brunswick, NJ · BC capacity

Jan 10, 2020 → Jun 4, 2021
Pnc Investments
Red Bank, NJ · IA capacity

Aug 17, 2016 → Jun 15, 2018
Pnc Investments
Red Bank, NJ · BC capacity

Aug 16, 2016 → Jun 15, 2018
Td Ameritrade, Inc.
Shrewsbury, NJ · IA capacity

Oct 22, 2015 → Aug 5, 2016
Amerivest Investment Management, LLC
Shrewsbury, NJ · IA capacity

Oct 21, 2015 → Aug 5, 2016
Td Ameritrade, Inc.
Shrewsbury, NJ · BC capacity

Oct 19, 2015 → Aug 5, 2016
Chase Investment Services Corp.
Old Bridge, NJ · BC capacity

Oct 16, 2009 → Jul 15, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5713988 ↗ FINRA BrokerCheck record for CRD 5713988 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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