Dennis Gunderson

CRD 5716071 · Wells Fargo Advisors · Roseville, MN

IA RegisteredBroker

Also appears in the source record as: Dennis M Gunderson; Dennis Martin Gunderson; Dennis Gunderson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (4): Arizona · Florida · Idaho · Minnesota
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Roseville, MN · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Roseville, MN · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Stillwater, MN · IA capacity

Jul 12, 2023 → Oct 9, 2024
J.P. Morgan Securities LLC
Stillwater, MN · BC capacity

Jul 12, 2023 → Oct 9, 2024
Charles Schwab & Co., Inc.
St Paul, MN · IA capacity

Jan 26, 2022 → Jul 3, 2023
Charles Schwab & Co., Inc.
St Paul, MN · BC capacity

Jan 26, 2022 → Jul 3, 2023
Td Ameritrade Investment Management, LLC
Saint Paul, MN · IA capacity

Feb 26, 2018 → Jul 3, 2023
Td Ameritrade, Inc.
Saint Paul, MN · BC capacity

Feb 26, 2018 → Jul 3, 2023
Td Ameritrade, Inc.
Saint Paul, MN · IA capacity

Feb 27, 2018 → Oct 14, 2022
Scottrade Investment Management
Saint Louis, MO · IA capacity

Jun 20, 2016 → Feb 26, 2018
Scottrade, Inc.
Maplewood, MN · BC capacity

Sep 13, 2010 → Feb 26, 2018

Source & corrections

Where this page comes from

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