Brendon John Peters

CRD 5728868 · Charles Schwab & Co., Inc. · Indianapolis, IN

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (21): Arizona · California · Connecticut · Florida · Georgia · Illinois · Indiana · Iowa · Kentucky · Maryland · Massachusetts · Michigan · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Washington · Wisconsin
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Indianapolis, IN · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Indianapolis, IN · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Indianapolis, IN · IA capacity

start not retrieved → present
Pnc Investments
Indianapolis, IN · IA capacity

May 31, 2019 → Nov 25, 2020
Pnc Investments
Indianapolis, IN · BC capacity

May 31, 2019 → Nov 25, 2020
Cetera Investment Advisers LLC
Indianapolis, IN · IA capacity

Jan 3, 2018 → May 30, 2019
Cetera Investment Services LLC
Indianapolis, IN · BC capacity

Jul 6, 2017 → May 30, 2019
J.P. Morgan Securities LLC
Zionsville, IN · BC capacity

Oct 1, 2012 → Jul 12, 2017
Chase Investment Services Corp.
Chicago, IL · BC capacity

Dec 12, 2011 → Oct 1, 2012
Sigma Financial Corporation
Chicago, IL · BC capacity

Aug 6, 2010 → Aug 18, 2011
National Securities Corporation
Chicago, IL · BC capacity

May 5, 2010 → Aug 4, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5728868 ↗ FINRA BrokerCheck record for CRD 5728868 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.