Eduardo Francisco Mendiola

CRD 5741646 · Morgan Stanley · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Eduardo Francisco Mendiola Jr.; Eduardo Mendiola

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 10Series 9SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (4)

From the source registration record · current first

Morgan StanleyCurrent
Miami, FL · IA capacity

Feb 12, 2014 → present
Calamos Advisors LLC
IA capacity

Feb 14, 2013 → Dec 4, 2013
Calamos Financial Services LLC
BD capacity

Mar 28, 2012 → Dec 4, 2013
John Hancock Distributors LLC
BD capacity

Jan 14, 2010 → Mar 6, 2012

Source & corrections

Where this page comes from

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