Brad Arrington

CRD 5746372 · Wells Fargo Advisors · Charlotte, NC

IA RegisteredBroker

Also appears in the source record as: Brad Arrington II; Bradley M Arrington; Bradley Marlor Arrington II; Bradley Arrington II; Bradley Arrington

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 9Series 66
Registered states (1): North Carolina
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Vanguard Advisers, Inc.
Charlotte, NC · IA capacity

Jun 22, 2022 → Dec 21, 2022
Vanguard Marketing Corporation
Charlotte, NC · BC capacity

Jun 22, 2022 → Dec 21, 2022
Advice And Planning Services
Charlotte, NC · IA capacity

Nov 24, 2021 → Mar 1, 2022
Tiaa-Cref Individual & Institutional Services, LLC
Charlotte, NC · BC capacity

Nov 16, 2021 → Mar 1, 2022
E*trade Capital Management, LLC
Sandy, UT · IA capacity

May 28, 2019 → Dec 6, 2019
E*trade Securities LLC
Sandy, UT · BC capacity

Dec 7, 2017 → Dec 6, 2019
Charles Schwab & Co., Inc.
Phoenix, AZ · BC capacity

May 4, 2015 → Apr 22, 2016
Prudential Financial Planning Services
Salt Lake City, UT · IA capacity

Apr 4, 2011 → Sep 1, 2011
Pruco Securities, LLC.
Salt Lake City, UT · BC capacity

Apr 1, 2011 → Sep 1, 2011
Edward Jones
St. Louis, MO · IA capacity

Mar 2, 2010 → Apr 6, 2010
Edward Jones
St. Louis, MO · BC capacity

Feb 15, 2010 → Apr 6, 2010

Source & corrections

Where this page comes from

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