Walter Dean Johnson

CRD 5754008 · Charles Schwab & Co., Inc. · Radnor, PA

IA RegisteredBroker

Also appears in the source record as: Dean Johnson; Walter Johnson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Parker, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Radnor, PA · BC capacity

start not retrieved → present
Oppenheimerfunds Distributor, Inc.
New York, NY · BC capacity

Aug 29, 2016 → Mar 8, 2018
Willis Johnson & Associates, Inc.
Houston, TX · IA capacity

Dec 11, 2013 → Oct 13, 2016
Fsc Securities Corporation
Houston, TX · BC capacity

May 22, 2012 → Aug 9, 2016
Fsc Securities Corporation
Houston, TX · IA capacity

Nov 4, 2013 → Apr 26, 2016
Strategic Advisers, Inc.
Westlake, TX · IA capacity

Feb 7, 2012 → Apr 3, 2012
Fidelity Brokerage Services LLC
Westlake, TX · BC capacity

Nov 3, 2011 → Apr 2, 2012
Dewaay Advisory
Frisco, TX · IA capacity

Jun 15, 2010 → Aug 2, 2010
Dewaay Financial Network, LLC
Frisco, TX · BC capacity

May 10, 2010 → Aug 2, 2010

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5754008 ↗ FINRA BrokerCheck record for CRD 5754008 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.