Hughroy Daley

CRD 5762787 · Fidelity Brokerage Services LLC · Plainview, NY

IA RegisteredBroker

Also appears in the source record as: Hugh Daley; Hughroy Hugh Daley; Hughroy Daley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (25): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Kentucky · Maryland · Massachusetts · Michigan · Montana · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · South Dakota · Texas · Virginia
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Plainview, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Hempstead, NY · BD capacity

Jan 30, 2023 → present
Fidelity Brokerage Services LLCCurrent
Plainview, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Feb 3, 2023 → Mar 31, 2025
Wells Fargo Clearing Services, LLC
IA capacity

Jul 10, 2018 → Sep 21, 2021
Wells Fargo Clearing Services, LLC
BD capacity

Jul 9, 2018 → Sep 21, 2021
Cuna Brokerage Services, Inc.
IA capacity

Mar 31, 2017 → Jun 28, 2018
Cuna Brokerage Services, Inc.
BD capacity

Mar 7, 2017 → Jun 28, 2018
Lpl Financial LLC
BD capacity

Mar 31, 2014 → Mar 2, 2017
Lpl Financial LLC
IA capacity

Mar 31, 2014 → Mar 2, 2017
Capital One Investment Services LLC
BD capacity

Sep 19, 2012 → Apr 2, 2014
Capital One Financial Advisors LLC
IA capacity

Sep 19, 2012 → Apr 2, 2014
Royal Alliance Associates, Inc.
IA capacity

Oct 13, 2011 → Sep 5, 2012
Royal Alliance Associates, Inc.
BD capacity

Sep 16, 2011 → Sep 5, 2012
Signator Investors, Inc.
IA capacity

Aug 13, 2010 → Feb 18, 2011
Signator Investors, Inc.
BD capacity

Jun 7, 2010 → Feb 18, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5762787 ↗ FINRA BrokerCheck record for CRD 5762787 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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