Michael E Carter

CRD 5762812 · Fidelity Brokerage Services LLC · Nichols Hills, OK

IA RegisteredBroker

Also appears in the source record as: Edward Carter; Michael Carter; Mike E Carter; Mike Carter; Michael Edward Carter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (17): California · Colorado · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Nebraska · Nevada · New Mexico · North Carolina · Ohio · Oklahoma · Pennsylvania · Texas · Virginia
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Nichols Hills, OK · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Edmond, OK · BD capacity

Nov 12, 2021 → present
Fidelity Brokerage Services LLCCurrent
Nichols Hills, OK · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Dec 13, 2021 → Mar 31, 2025
Td Ameritrade, Inc.
BD capacity

Sep 16, 2021 → Oct 21, 2021
Td Ameritrade, Inc.
IA capacity

Sep 16, 2021 → Oct 21, 2021
Td Ameritrade Investment Management, LLC
IA capacity

Sep 16, 2021 → Oct 21, 2021
J.P. Morgan Securities LLC
BD capacity

Feb 25, 2021 → Aug 3, 2021
J.P. Morgan Securities LLC
IA capacity

Feb 25, 2021 → Aug 3, 2021
Td Ameritrade, Inc.
IA capacity

Feb 27, 2018 → Jan 11, 2021
Td Ameritrade, Inc.
BD capacity

Feb 26, 2018 → Jan 11, 2021
Td Ameritrade Investment Management, LLC
IA capacity

Feb 26, 2018 → Dec 31, 2020
Scottrade Investment Management
IA capacity

Jan 31, 2017 → Feb 26, 2018
Scottrade, Inc.
BD capacity

May 16, 2016 → Feb 26, 2018
Strategic Advisers, Inc.
IA capacity

Jul 19, 2012 → May 4, 2016
Fidelity Brokerage Services LLC
BD capacity

May 5, 2010 → May 3, 2016

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5762812 ↗ FINRA BrokerCheck record for CRD 5762812 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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