Patrick Harrington

CRD 5769622 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Patrick Paul Harrington

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 24Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5769622 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Weehawken, NJ · IA capacity

Jul 8, 2016 → Nov 15, 2024
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Jul 7, 2016 → Nov 15, 2024
Pruco Securities, LLC.
Newark, NJ · BC capacity

Nov 19, 2015 → Jul 11, 2016
Citigroup Global Markets Inc.
Long Island City, NY · BC capacity

Aug 22, 2012 → Nov 2, 2015
Citigroup Global Markets Inc.
Long Island City, NY · IA capacity

Aug 14, 2012 → Nov 2, 2015
Axa Advisors, LLC
New York, NY · IA capacity

Jun 14, 2010 → Jul 17, 2012
Axa Advisors, LLC
New York, NY · BC capacity

Apr 5, 2010 → Jul 17, 2012

Source & corrections

Where this page comes from

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