Neil A. Puskorius

CRD 5772382 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Neil A Puskorius; Neil Anthony Puskorius; Niel Puskorius; Neil Anthony Pusksorius

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (10): Arizona · California · Colorado · Florida · Illinois · Kansas · Massachusetts · Mississippi · Texas · Wyoming
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · IA capacity

May 16, 2022 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · BC capacity

start not retrieved → present
Pnc Investments
IA capacity

Aug 18, 2021 → May 17, 2022
Pnc Investments
BD capacity

Aug 16, 2021 → May 17, 2022
Pnc Managed Account Solutions, Inc.
IA capacity

Aug 11, 2011 → Aug 17, 2021
Bbva Securities Inc.
BD capacity

May 16, 2013 → Aug 16, 2021
Bbva Compass Investment Solutions, Inc
BD capacity

Aug 2, 2011 → May 16, 2013
Axa Advisors, LLC
IA capacity

Aug 16, 2010 → Jul 22, 2011
Axa Advisors, LLC
BD capacity

Jul 26, 2010 → Jul 22, 2011

Source & corrections

Where this page comes from

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