Andrew J. Harris

CRD 5775368 · Fidelity Brokerage Services LLC · Salt Lake City, UT

IA RegisteredBroker

Also appears in the source record as: Andrew J Harris; Andrew Harris

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (33): Alabama · Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Idaho · Illinois · Kansas · Maine · Massachusetts · Michigan · Minnesota · Montana · Nevada · New Jersey · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Puerto Rico · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
Clinton, UT · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Clinton, UT · BD capacity

Apr 17, 2020 → present
Fidelity Brokerage Services LLCCurrent
Salt Lake City, UT · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Apr 29, 2020 → Mar 31, 2025
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Sep 29, 2016 → Mar 10, 2020
Advice And Planning Services
IA capacity

Sep 29, 2016 → Mar 10, 2020
J.P. Morgan Securities LLC
IA capacity

Apr 25, 2014 → Sep 27, 2016
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Sep 27, 2016
Chase Investment Services Corp.
BD capacity

Apr 22, 2010 → Oct 1, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5775368 ↗ FINRA BrokerCheck record for CRD 5775368 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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