Nishchay Arora

CRD 5781734 · Fidelity Brokerage Services LLC · Garden City, NY

IA RegisteredBroker

Also appears in the source record as: Nick Arora

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (18): California · Colorado · Florida · Massachusetts · Michigan · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Mountainside, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Mountainside, NJ · BD capacity

Jul 12, 2020 → present
Fidelity Brokerage Services LLCCurrent
Garden City, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Aug 11, 2020 → Mar 31, 2025
Communityamerica Financial Solutions, LLC
BD capacity

Apr 30, 2018 → Jun 5, 2020
Unfcu Advisors LLC
IA capacity

Aug 8, 2018 → Jun 3, 2020
Raymond James Financial Services Advisors, Inc
IA capacity

Apr 17, 2018 → May 2, 2018
Raymond James Financial Services, Inc.
BD capacity

Apr 16, 2018 → May 2, 2018
Td Ameritrade, Inc.
IA capacity

Dec 12, 2012 → Apr 6, 2018
Td Ameritrade Investment Management, LLC
IA capacity

Dec 12, 2012 → Apr 6, 2018
Td Ameritrade, Inc.
BD capacity

Oct 8, 2012 → Apr 6, 2018
John Thomas Financial
BD capacity

Jun 7, 2010 → Sep 20, 2012

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5781734 ↗ FINRA BrokerCheck record for CRD 5781734 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.