David A. Schneider

CRD 5788527 · Morgan Stanley · Ridgefield, CT

IA RegisteredBroker

Also appears in the source record as: David A Schneider

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (37): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Kansas · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5788527 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Ridgefield, CT · IA capacity

Jul 2, 2020 → present
J.P. Morgan Securities LLC
IA capacity

Nov 20, 2013 → Jul 27, 2020
J.P. Morgan Securities LLC
BD capacity

Nov 19, 2013 → Jul 27, 2020
Morgan Stanley
IA capacity

Apr 5, 2013 → Nov 15, 2013
Morgan Stanley
BD capacity

Mar 20, 2013 → Nov 15, 2013
Itg Inc.
BD capacity

Jan 9, 2012 → Dec 31, 2012
Gleacher & Company Securities, Inc.
BD capacity

Jun 17, 2010 → Sep 9, 2011
Broadpoint Amtech, Inc.
BD capacity

May 20, 2010 → Jun 25, 2010

Source & corrections

Where this page comes from

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