Octavio Ramirez

CRD 5789554 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Octavio C Ramirez; Octavio Cesar Ramirez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 10Series 9Series 66Series 63
Registered states (2): Florida · Georgia
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Winter Park, FL · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Winter Park, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Winter Park, FL · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Winter Park, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Winter Park, FL · IA capacity

start not retrieved → present
Morgan Stanley
Miami, FL · IA capacity

Aug 13, 2018 → Nov 10, 2025
Morgan Stanley
Miami, FL · BC capacity

May 22, 2017 → Nov 10, 2025
Vanguard Marketing Corporation
Malvern, PA · BC capacity

Apr 14, 2011 → Sep 14, 2016
Chase Investment Services Corp.
Miami, FL · BC capacity

Jul 14, 2010 → Mar 3, 2011

Source & corrections

Where this page comes from

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