Nicholas Knudsen

CRD 5792605 · J.P. Morgan Securities LLC · San Rafael, CA

IA RegisteredBroker

Also appears in the source record as: Nicholas Adam Knudsen; Nick Knudsen; Nick A Knudsen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 7TOSIESeries 7Series 66
Registered states (9): Arizona · California · Connecticut · Delaware · Florida · New York · North Carolina · Texas · Utah
Years in the industry (source record): 5
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5792605 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
San Rafael, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
San Rafael, CA · BC capacity

start not retrieved → present
Lpl Enterprise, LLC
Roseville, CA · IA capacity

Nov 14, 2024 → Jan 27, 2026
Lpl Enterprise, LLC
Roseville, CA · BC capacity

Nov 14, 2024 → Jan 27, 2026
Prudential Financial Planning Services
Santa Rosa, CA · IA capacity

Oct 26, 2021 → Nov 14, 2024
Pruco Securities, LLC.
San Jose, CA · BC capacity

Oct 11, 2021 → Nov 14, 2024
State Farm Vp Management Corp.
Bloomington, IL · BC capacity

Nov 14, 2011 → Apr 11, 2012
Edward Jones
Santa Rosa, CA · IA capacity

Aug 13, 2010 → Oct 1, 2010
Edward Jones
Santa Rosa, CA · BC capacity

Jun 28, 2010 → Oct 1, 2010

Source & corrections

Where this page comes from

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