James Sabbatini

CRD 5798495 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: James M Sabbatini; James Michael Sabbatini; Mike Sabbatini; James M Sabbatriw

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (1): Washington
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (21)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Seattle, WA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Exchangeright Securities, LLC
Pasadena, CA · BC capacity

Jul 9, 2025 → Mar 2, 2026
Osaic Wealth, Inc.
Scottsdale, AZ · IA capacity

Jan 24, 2025 → Apr 2, 2025
Osaic Wealth, Inc.
Scottsdale, AZ · BC capacity

Jan 24, 2025 → Apr 2, 2025
Osaic Fa, Inc.
Radnor, PA · IA capacity

Feb 7, 2023 → Jan 24, 2025
Osaic Fs, Inc.
Radnor, PA · BC capacity

Feb 6, 2023 → Jan 24, 2025
Osaic Fa, Inc.
Radnor, PA · BC capacity

Feb 6, 2023 → Jan 24, 2025
Orion Portfolio Solutions, LLC
Seattle, WA · IA capacity

Apr 20, 2022 → Sep 1, 2022
Brinker Capital Securities, LLC
King Of Prussia, PA · BC capacity

Apr 20, 2022 → Sep 1, 2022
Thrivent Investment Management Inc.
Bellevue, WA · IA capacity

May 31, 2019 → Apr 13, 2022
Thrivent Investment Management Inc.
Bellevue, WA · BC capacity

May 31, 2019 → Apr 13, 2022
Mutual Of Omaha Investor Services, Inc.
Lynnwood, WA · IA capacity

Jul 23, 2018 → May 30, 2019
Mutual Of Omaha Investor Services, Inc.
Lynnwood, WA · BC capacity

Jul 22, 2018 → May 30, 2019
Symetra Securities, Inc.
Bellevue, WA · BC capacity

Feb 2, 2015 → Jun 29, 2018
Russell Investments
Seattle, WA · IA capacity

May 15, 2014 → Jan 20, 2015
Russell Financial Services, Inc., Part Of Russell Investments
Seattle, WA · BC capacity

May 14, 2014 → Jan 20, 2015
Assetmark, Inc.
Concord, CA · IA capacity

Aug 22, 2011 → May 23, 2014
Capital Brokerage Corporation
Glen Allen, VA · BC capacity

Dec 4, 2013 → May 12, 2014
Edward Jones
Oak Lawn, IL · IA capacity

Jul 26, 2010 → Jun 27, 2011
Edward Jones
Oak Lawn, IL · BC capacity

Jul 13, 2010 → Jun 27, 2011

Source & corrections

Where this page comes from

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