Lilliam S. Araque

CRD 5803827 · Fidelity Brokerage Services LLC · Greenwich, CT

IA RegisteredBroker

Also appears in the source record as: Lilliam S Araque; Lilliam Stella Araque; Lilliam Araque; Lilly Araque

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (18): Alaska · Arizona · California · Colorado · Connecticut · Florida · Hawaii · Kansas · Kentucky · Louisiana · Massachusetts · Montana · New Hampshire · New Jersey · New York · North Carolina · Texas · Washington
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Greenwich, CT · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Greenwich, CT · BD capacity

Aug 26, 2021 → present
Fidelity Brokerage Services LLCCurrent
Greenwich, CT · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Sep 7, 2021 → Mar 31, 2025
J.P. Morgan Securities LLC
BD capacity

Dec 21, 2020 → Jul 14, 2021
J.P. Morgan Securities LLC
IA capacity

Dec 21, 2020 → Jul 14, 2021
Fidelity Personal And Workplace Advisors
IA capacity

Apr 28, 2020 → Dec 7, 2020
Fidelity Brokerage Services LLC
BD capacity

Apr 23, 2020 → Dec 4, 2020
Suntrust Advisory Services, Inc.
IA capacity

Nov 3, 2016 → Mar 25, 2020
Suntrust Investment Services, Inc.
BD capacity

Aug 20, 2014 → Mar 25, 2020
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Jul 21, 2014
Chase Investment Services Corp.
BD capacity

Jul 15, 2010 → Oct 1, 2012

Source & corrections

Where this page comes from

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