Kiran Ahuja

CRD 5809927 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Kiran Ahuja; Kiran Kaur Ahuja

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (3): California · North Carolina · Texas
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Pasadena, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Pasadena, CA · IA capacity

Aug 31, 2017 → May 20, 2025
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Aug 30, 2017 → May 20, 2025
Morgan Stanley
Pasadena, CA · IA capacity

Mar 10, 2014 → Aug 3, 2017
Morgan Stanley
Pasadena, CA · BC capacity

Mar 7, 2014 → Aug 3, 2017
Citigroup Global Markets Inc.
Beverly Hills, CA · IA capacity

Jan 22, 2013 → Feb 27, 2014
Citigroup Global Markets Inc.
Beverly Hills, CA · BC capacity

Jan 22, 2013 → Feb 27, 2014
Hsbc Securities (USA) Inc.
Beverly Hills, CA · IA capacity

May 17, 2011 → Dec 19, 2012
Hsbc Securities (USA) Inc.
Beverly Hills, CA · BC capacity

Nov 5, 2010 → Dec 19, 2012

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5809927 ↗ FINRA BrokerCheck record for CRD 5809927 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.