Judith Ann Yeoman

CRD 5814362 · Wells Fargo Advisors · Monument, CO

IA RegisteredBroker

Also appears in the source record as: Judith Ann Eddy; Judith Yeoman; Judith A Yeoman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (2): California · Colorado
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Monument, CO · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Monument, CO · BC capacity

start not retrieved → present
Edward Jones
Colorado Springs, CO · IA capacity

Sep 18, 2023 → Dec 23, 2024
Edward Jones
St. Louis, MO · BC capacity

Sep 18, 2023 → Dec 23, 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Colorado Springs, CO · IA capacity

Dec 24, 2020 → Jan 31, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Colorado Springs, CO · BC capacity

Dec 24, 2020 → Jan 31, 2023
Fidelity Personal And Workplace Advisors
Greenwood Village, CO · IA capacity

Apr 23, 2019 → Oct 28, 2020
Fidelity Brokerage Services LLC
Greenwood Village, CO · BC capacity

Apr 17, 2019 → Oct 27, 2020
Gwfs Equities, Inc.
Greenwood Village, CO · BC capacity

Jun 26, 2018 → Feb 25, 2019
Usaa Financial Advisors, Inc.
Colorado Springs, CO · BC capacity

Feb 3, 2014 → Jan 6, 2015
Northwestern Mutual Investment Services, LLC
Englewood, CO · BC capacity

Feb 16, 2011 → Jan 3, 2014

Source & corrections

Where this page comes from

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